Client Service Associate Senior CNS Job Listing at City National Bank in Los Angeles, CA (Job ID 11027)

Description

CLIENT SERVICE ASSOCIATE SENIOR CNS WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for clients of City National Securities. Assist CNS brokerage clients and Retirement Services Clients with transactions and administrative support. WHAT WILL YOU DO?

• Provide support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for retirement and non-retirement accounts including establishing new accounts, processing account transfers, securities execution and processing, securities settlement, cashiering, corporate reorganizations, restricted stock, dividends, and margin accounts.
• Work with CNS clients to enter equity, option, fixed income, and mutual fund orders into the National Financial Services (NFSC) system in accordance with applicable FINRA regulations.
• Work with CNB colleagues to process employee stock option trades and trades pursuant to SEC 10B5-1 Sales plans.
• Work with National Financial Services on restricted stock processing and trading.

WHAT DO YOU NEED TO SUCCEED? Required Qualifications*

• Bachelor's Degree or equivalent
• Minimum of 5 years of experience in investment and securities market.
• Minimum of 5 years of direct client services experience required
• FINRA Series 7 and 63 or 66 licenses
• FINRA Series 24: General Securities Principal

Additional Qualifications

• Knowledge of equities, mutual funds, margin accounts, and options required.
• Knowledge of SEC and FINRA rules and regulations required.
• Excellent verbal/written communication skills in order to interact with all levels of Bank colleagues and clients required.
• Demonstrated use of effective sales and communication skills.
• Registered Representative with a FINRA Series 4, 53, and Series 57 preferred.

WHAT'S IN IT FOR YOU? Compensation Starting base salary: $87,027 - $138,965 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.
Benefits and Perks At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:

• Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
• Generous 401(k) company matching contribution
• Career Development through Tuition Reimbursement and other internal upskilling and training resources
• Valued Time Away benefits includinga vacation, sick and volunteer time
• Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
• Career Mobility support from a dedicated recruitment team
• Colleague Resource Groups to support networking and community engagement

Get a more detailed look at our Benefits and Perks.
ABOUT US Since day one we've always gone further than the competition to help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic company culture, visit us at About Us.
INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT City National Bank fosters an inclusive environment where all forms of diversity are valued and leveraged to make us a better company and employer. We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sexual orientation, gender identity, national origin, disability, veteran status or other basis protected by law.

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

*Represents basic qualifications for the position. To be considered for this position, you must at least meet the required qualifications. careers.cnb.com accepts applications on an ongoing basis, until filled.

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