
Description
Responsibilities include, but are not limited to:
- Lead the preparation, compliance and submission of the quarterly Regulatory filings (Call Report, FR Y9-C, FR Y-9LP) to the regulatory agencies (FRB, FDIC, OCC).
- Preparation and submission of other Regulatory reports including the FR 2900, FR 2644, TIC BL-1 and focus reports and other filings to the applicable regulatory agencies.
- Prepare and present analytics, including variance analysis, for quarterly due diligence with Senior Management.
- Support period end financial reporting process as required for the Bank or various subsidiaries.
- Manage operational activities related to certain subsidiaries such as cash management, intercompany allocations and month-end booking process.
- Prepare disclosures for SEC filings and reconcile to appropriate support.
- Assist with systems implementation projects as needed.
- Prepare process and data improvement plans and implement accordingly.
- Develop and maintain control architecture required to support all applicable regulatory reporting functions.
- Participate in activities geared towards monitoring of internal control framework for Regulatory Reporting which includes management of issues and action plans reported.
- Work with all relevant constituents to review and update Regulatory reporting policies and procedures.
- Provide responses to any regulatory agency inquiries, including report filing questions and FRB examination.
- Review New Product Approvals (NPAs) including verifying compliance with regulatory requirements.
- Ad-hoc projects as required.
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